Tag Archives: fidelity

Vertical Stuff Transaction Printers Should Know

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A quick note on some regulations that are impacting transaction documents in the Financial Services Vertical: 1. Cost Basis Reporting 2. 401(k) Fee Disclosure The Emergency Economic Stabilization Act of 2008 is best known for the $700 billion bailout provision – but also includes new requirements for financial intermediaries  to report adjusted cost basis  to investors and the… Read More »